篩選結果 共找出45題

?In the context of money laundering, the transfer of monies in order to disguise their source is known by?which of the following names??

A

?Layering?

B

?Integration?

C

?Placement?

?Which of the following statements in relation to the offence of bribery is correct??

A

?Bribery is a tort?

B

?Bribery can only be committed in the UK?

C

?It is an offence for a corporation to fail to prevent bribery?

Which of the following is an agreement between an organisation and the prosecution whereby the?organisation admits wrongdoing but stops short of pleading guilty to the offence??

A

?Deferred prosecution agreement?

B

?Suspended prosecution agreement?

C

?Corporate prosecution agreement?

?Directors found guilty of fraudulent trading under the Insolvency Act 1986 face which of the following?penalties??

A

?Imprisonment?

B

?Unlimited fine?

C

?Make good the debts of the company?

Fraudulent trading under the Insolvency Act 1986 is a civil – not a criminal offence. Any directors?found guilty are liable to make good the company's debts.

A

?The individual had no expectation of profit?

B

?The individual had reasonable grounds to believe that the information was about to be published?

C

?The individual had reasonable grounds to believe their action was in the public interest?

D

?The individual was not seeking to profit from the transaction personally?

?Which of the following is an example of market abuse??

A

?An employee who sells shares in their company at a profit?

B

?A finance director who makes a deliberately deceptive profit forecast?

C

?An individual who buys a company's shares on the advice of a broker?

D

Timing the sale of a company office building so that the sale proceeds are included in the accounts of?the current financial year?

Which TWO of the following are offences related to money laundering?

?(1) Failure to report?

?(2) Placement

??(3) Integration?

?(4) Tipping off?

A

?1 and 2?

B

?1 and 4?

C

?2 and 3?

D

?3 and 4?

To whom should a person who suspects another of money laundering report their suspicions to??

A

?National Crime Agency?

B

?National Audit Office?

C

?Companies House?

D

?Financial Conduct Authority?

Which of the following is NOT classified as bribery under the Bribery Act 2010??

A

?An individual who accepts payment to perform a public duty?

B

A company that offers a client reasonable hospitality?

C

?An employee of a company who offers a non-financial reward to a public official to perform a public?duty?

D

?A foreign national who works overseas for a company registered in the UK that offers cash to a third?party for them to influence a public official?

Which of the following must be proved to win a case of fraudulent trading under the Insolvency Act 1986??

A

?The fraud was due to negligence?

B

?The fraud was intended?

C

?The fraud was profitable?

D

?The fraud was preventable?